SEC Form 4 · accession 0001209191-15-083987
URBAN ONE, INC. · UONEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred C Liggins
Officer — CEO · Director · 10% Owner
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class D Common StockF1,F2 | Dec 4, 2015 | A | 8,281 | $1.69 | A | 14,668,060 | D | |
| Class D Common StockF3,F4 | Dec 7, 2015 | A | 41,719 | $1.69 | A | 14,709,779 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 14,668,060 shares of Radio One, Inc. stock as follows: (1) 574,909 shares of Class A common stock held by Alfred C. Liggins; (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (4) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 2,870,614 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 1,221,823 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Trust UA;
- F2continued: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; (10) 2,552,740 shares of Class D common stock held by Alfred C. Liggins; (11) 608,666 shares of Restricted Class D common stock granted in connection with the terms of his new employment terms as reported on Form 8K on October 6, 2014; and (12) options to purchase 1,737,000 shares of Class D common stock held by Alfred C. Liggins, includes 391,330 with an exercise price of $2.75 granted in connection with the terms of his new employment terms as reported on Form 8K on October 6, 2014.
- F3The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 14,709,779 shares of Radio One, Inc. stock as follows: (1) 574,909 shares of Class A common stock held by Alfred C. Liggins; (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (4) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 2,870,614 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 1,221,823 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Trust UA;
- F4continued: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; (10) 2,594,459 shares of Class D common stock held by Alfred C. Liggins; (11) 608,666 shares of Restricted Class D common stock granted in connection with the terms of his new employment terms as reported on Form 8K on October 6, 2014; and (12) options to purchase 1,737,000 shares of Class D common stock held by Alfred C. Liggins, includes 391,330 with an exercise price of $2.75 granted in connection with the terms of his new employment terms as reported on Form 8K on October 6, 2014.