SEC Form 5 · accession 0001209191-15-013597
URBAN ONE, INC. · UONEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine L Hughes
Officer — Chairperson and Secretary · Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class D Common StockF1,F2 | Mar 1, 2014 | G | 43,260 | $0.00 | D | 0 | D | |
| Class C Common StockF1,F2 | Mar 12, 2014 | C | 192,142 | $0.00 | D | 0 | D | |
| Class D Common StockF1,F2 | Mar 12, 2014 | G | 435,757 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,738,690 shares of Radio One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 1,510,669 shares of Class D common stock held by the Catherine L. Hughes Revocable Trust; (7) 1,749,464 shares of Class D common stock held by the Catherine L. Hughes Trust UA; (8) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; (9) 857,991 shares of Class D common stock held by Catherine L. Hughes;
- F2continued: (10) 456,000 shares of Restricted Class D common stock held by Catherine L. Hughes granted in connection with the terms of her new employment terms as reported on Form 8K on October 6, 2014; and (11) options to purchase 893,000 shares of Class D common stock held by Catherine L. Hughes, includes 293,000 with an exercise price of $2.75 granted in connection with the terms of her new employment terms as reported on Form 8K on October 6, 2014.
Remarks
43,260 Shares sold in open market transaction to fulfill gift to school 192,142 shares acquired by conversion of Class C shares into Class D shares 435,757 shares gifted by Catherine L Hughes to Alfred C. Liggins