SEC Form 4 · accession 0001062993-17-001049
LESAKA TECHNOLOGIES INC · LSAK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nitin Soma
Officer — Vice President, Info Tech
Period of report
Feb 16, 2017
Accepted (ET)
Feb 21, 2017 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041514
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | M | 12,081 | $8.75 | A | 66,742 | D | |
| Common Stock | Feb 16, 2017 | M | 1,626 | $7.35 | A | 68,368 | D | |
| Common StockF1 | Feb 16, 2017 | S | 13,707 | $12.85 | D | 54,661 | D | |
| Common Stock | Feb 17, 2017 | M | 23,094 | $7.35 | A | 77,755 | D | |
| Common StockF2 | Feb 17, 2017 | S | 23,094 | $12.88 | D | 54,661 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $8.75 | Feb 16, 2017 | M | 12,081 | D | — | Aug 22, 2022 | Common Stock | 12,081 | 0 | D |
| Employee Stock Option (right to buy)F4 | $7.35 | Feb 16, 2017 | M | 1,626 | D | — | Aug 21, 2023 | Common Stock | 1,626 | 24,496 | D |
| Employee Stock Option (right to buy)F4 | $7.35 | Feb 17, 2017 | M | 23,094 | D | — | Aug 21, 2023 | Common Stock | 23,094 | 1,402 | D |
Explanation of responses
- F1Sale prices for the transactions reported here range from $12.82 to $12.90. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
- F2Sale prices for the transactions reported here range from $12.82 to $12.95. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
- F3The options became exercisable in three equal annual installments commencing on August 22, 2013.
- F4The options became exercisable in three equal annual installments commencing on August 21, 2014.