SEC Form 4 · accession 0001209191-17-022928
POPEYES LOUISIANA KITCHEN, INC. · PLKI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Krishnan Anand
Director
Period of report
Mar 27, 2017
Accepted (ET)
Mar 27, 2017 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2017 | D | 3,968 | $79.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Unit (Contingent Right to Common StockF2 | $0.00 | Mar 27, 2017 | D | 14,655 | D | — | Mar 27, 2017 | Common Stock | 14,655 | 0 | D |
Explanation of responses
- F1As of March 27, 2017, Issuer was acquired in a cash tender by an indirect subsidiary of Restaurant Brands International Inc. at a purchase price of $79 per share (the "Tender Offer"), as described more fully in the Schedule 14D-9 filed by the Issuer on February 27, 2017 and as subsequently supplemented and amended. All dispositions by Reporting Person in the Tender Offer were approved in advance by Issuer's Board of Directors..
- F2Issuer outstanding restricted stock units that were previously vested and awarded as director compensation but for which settlement had been deferred, became payable under the terms of the Tender Offer and were converted into the $79 per share cash consideration.