SEC Form 4 · accession 0001209191-16-113649
POPEYES LOUISIANA KITCHEN, INC. · PLKI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Merkin
Officer — Chief Operating Officer-US
Period of report
Apr 5, 2016
Accepted (ET)
Apr 7, 2016 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock HoldingF1 | Apr 5, 2016 | F | 1,668 | $52.91 | D | 4,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $52.91 | Apr 5, 2016 | A | 5,606 | A | Apr 5, 2017 | Apr 5, 2023 | Common Stock | 5,066 | 5,606 | D |
| Stock Unit (Contingent Right to Common Shares)F3 | $0.00 | Apr 5, 2016 | A | 2,219 | A | Apr 5, 2019 | — | Common Stock | 2,219 | 2,219 | D |
Explanation of responses
- F1The balance includes 1,646 restricted stock shares previously granted, subject to time vesting.
- F2The option vests as to one third on each three consecutive anniversary date of the grant.
- F3The shares of restricted stock are granted pursuant to the Company's 2015 Stock Incentive Plan. The restricted stock grant vests April 5, 2019