SEC Form 4 · accession 0001209191-15-086505
POPEYES LOUISIANA KITCHEN, INC. · PLKI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl A Bachelder
Officer — CEO
Period of report
Dec 18, 2015
Accepted (ET)
Dec 22, 2015 · 10:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2015 | M | 15,480 | $15.32 | A | 165,134 | D | |
| Common StockF2 | Dec 18, 2015 | S | 15,480 | $56.5757 | D | 149,654 | D | |
| Common Stock | Dec 21, 2015 | M | 10,159 | $15.32 | A | 159,813 | D | |
| Common StockF3,F4 | Dec 21, 2015 | S | 10,159 | $56.8194 | D | 149,654 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $15.32 | Dec 18, 2015 | M | 15,480 | D | Apr 5, 2012 | Apr 5, 2018 | Common Stock | 15,480 | 10,159 | D |
| Stock Option (Right to Buy) | $15.32 | Dec 21, 2015 | M | 10,159 | D | Apr 5, 2012 | Apr 5, 2018 | Common Stock | 10,159 | 0 | D |
Explanation of responses
- F1Stock option exercise and shares sold pursuant to 10b5-1 trading plan.
- F2Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions at prices ranging from $56.36 to $57.04. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions at prices ranging from $56.30 to $57.68. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The balance includes 13,868 restricted stock shares previously granted, subject to time vesting.