SEC Form 4 · accession 0001209191-15-086001
POPEYES LOUISIANA KITCHEN, INC. · PLKI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl A Bachelder
Officer — CEO
Period of report
Dec 16, 2015
Accepted (ET)
Dec 18, 2015 · 11:17 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 16, 2015 | M | 11,285 | $10.94 | A | 160,939 | D | |
| Common StockF2 | Dec 16, 2015 | S | 11,285 | $57.3351 | D | 149,654 | D | |
| Common Stock | Dec 16, 2015 | M | 133 | $15.32 | A | 149,787 | D | |
| Common StockF2 | Dec 16, 2015 | S | 133 | $57.3351 | D | 149,654 | D | |
| Common Stock | Dec 17, 2015 | M | 13,038 | $15.32 | A | 162,692 | D | |
| Common StockF3,F4 | Dec 17, 2015 | S | 13,038 | $57.0498 | D | 149,654 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.94 | Dec 16, 2015 | M | 11,285 | D | Apr 5, 2011 | Apr 5, 2020 | Common Stock | 11,285 | 0 | D |
| Stock Option (Right to Buy) | $15.32 | Dec 16, 2015 | M | 133 | D | Apr 5, 2012 | Apr 5, 2018 | Common Stock | 133 | 38,677 | D |
| Stock Option (Right to Buy) | $15.32 | Dec 17, 2015 | M | 13,038 | D | Apr 5, 2012 | Apr 5, 2018 | Common Stock | 13,038 | 25,639 | D |
Explanation of responses
- F1Stock option exercise and shares sold pursuant to 10b5-1 trading plan.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.90 to $57.89. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $56.80 to $58.03. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The balance includes 13,868 restricted stock shares previously granted, subject to time vesting.