SEC Form 4 · accession 0001209191-15-085538
POPEYES LOUISIANA KITCHEN, INC. · PLKI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl A Bachelder
Officer — CEO
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | M | 13,049 | $10.94 | A | 162,703 | D | |
| Common StockF2 | Dec 14, 2015 | S | 13,049 | $57.2607 | D | 149,654 | D | |
| Common Stock | Dec 15, 2015 | M | 21,380 | $10.94 | A | 171,034 | D | |
| Common StockF3,F4 | Dec 15, 2015 | S | 21,380 | $57.5922 | D | 149,654 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.94 | Dec 14, 2015 | M | 13,049 | D | Apr 5, 2011 | Apr 5, 2020 | Common Stock | 13,049 | 32,665 | D |
| Stock Option (Right to Buy) | $10.94 | Dec 15, 2015 | M | 21,380 | D | Apr 5, 2011 | Apr 5, 2020 | Common Stock | 21,380 | 11,285 | D |
Explanation of responses
- F1Stock option exercise and shares sold pursuant to 10b5-1 trading plan.
- F2Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions at prices ranging from $56.98 to $57.77. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions at prices ranging from $57.29 to $58.25. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F4The balance includes 13,868 restricted stock shares previously granted, subject to time vesting.