SEC Form 4 · accession 0001209191-15-051251
POPEYES LOUISIANA KITCHEN, INC. · PLKI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold M Cohen
Officer — General Counsel
Period of report
Jun 8, 2015
Accepted (ET)
Jun 9, 2015 · 9:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2015 | M | 1,313 | $34.75 | A | 11,923 | D | |
| Common Stock | Jun 8, 2015 | M | 2,260 | $16.52 | A | 14,183 | D | |
| Common StockF1 | Jun 8, 2015 | S | 3,573 | $57.0064 | D | 10,610 | D | |
| Common StockF2,F3 | Jun 8, 2015 | S | 900 | $57.0378 | D | 9,710 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $16.52 | Jun 8, 2015 | M | 2,260 | D | Apr 10, 2013 | Apr 10, 2022 | Common Stock | 2,260 | 0 | D |
| Stock Option (Right to Buy) | $34.75 | Jun 8, 2015 | M | 1,313 | D | Apr 5, 2014 | Apr 5, 2020 | Common Stock | 1,313 | 1,314 | D |
Explanation of responses
- F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.00 to $57.07. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.01 to $57.07. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The balance includes 1440 restricted stock shares previously granted, subject to time vesting.