SEC Form 4 · accession 0001209191-15-028134
POPEYES LOUISIANA KITCHEN, INC. · PLKI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl A Bachelder
Officer — CEO
Period of report
Mar 19, 2015
Accepted (ET)
Mar 20, 2015 · 12:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041379
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 19, 2015 | M | 65,900 | $8.30 | A | 326,459 | D | |
| Common StockF2,F3 | Mar 19, 2015 | S | 65,900 | $60.0252 | D | 260,559 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Holding | $8.30 | Mar 19, 2015 | M | 65,900 | D | Aug 31, 2010 | Aug 31, 2016 | Common Stock | 65,900 | 0 | D |
Explanation of responses
- F1Stock option exercise and shares sold pursuant to 10b5-1 trading plan.
- F2Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions at prices ranging from $59.70 to $60.39. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
- F3The balance includes 3,992 restricted stock shares previously granted, subject to time vesting.