SEC Form 4 · accession 0001013594-26-000773
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jul 22, 2026
Accepted (ET)
Jul 24, 2026 · 6:32 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Jul 22, 2026 | S | 5,000 | $5.25 | D | 89,388 | I | By: Haredale Ltd. |
| Common StockF2,F1 | Jul 23, 2026 | S | 5,000 | $5.27 | D | 84,388 | I | By: Haredale Ltd. |
| Common StockF2,F1 | Jul 24, 2026 | S | 5,000 | $5.29 | D | 79,388 | I | By: Haredale Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Nierenberg Investment Management Company ("NIMCO") is the sole general partner of The D3 Family Fund, LP and The D3 Family Bulldog Fund, LP, and the sole investment manager of Haredale Ltd. (collectively, the "Funds"). Damon Benedict is the president of NIMCO. By virtue of these relationships, each of the Reporting Persons may be deemed to beneficially own the securities owned directly by the Funds.
- F2Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.