SEC Form 4 · accession 0000939057-18-000548
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel D Cox
Officer — EVP/CCO
Period of report
Nov 6, 2018
Accepted (ET)
Nov 8, 2018 · 10:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (401k)F1 | Nov 6, 2018 | I | 2,917 | $8.53 | A | 7,481 | I | See note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This disposition was in connection with a reallocation of funds within the reporting person's 401(k) account, from RVSB stock fund. Includes 3,408 shares in 401(k) Plan and 4,073 shares in ESOP Plan.