SEC Form 4 · accession 0000939057-17-000481
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Lee Nies
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | S | 18,000 | $8.60 | D | 174,300 | I | IRA |
| Common StockF2 | Nov 14, 2017 | S | 12,778 | $8.55 | D | 161,552 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.56 to $8.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).