SEC Form 4 · accession 0000939057-17-000240
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Lee Nies
Director
Period of report
May 12, 2017
Accepted (ET)
May 12, 2017 · 2:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | M | 10,000 | $3.64 | A | 192,300 | I | Self, Trustee for Nies Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $3.64 | May 12, 2017 | M | 10,000 | D | Oct 21, 2010 | Oct 21, 2019 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The option was granted on 10/21/2009.