SEC Form 4 · accession 0000939057-17-000234
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher A Butler
Other
Period of report
May 8, 2017
Accepted (ET)
May 9, 2017 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 8, 2017 | M | 4,000 | $6.179 | A | 4,000 | D | |
| Common Stock | May 8, 2017 | M | 1,000 | $3.84 | A | 5,000 | D | |
| Common Stock | May 8, 2017 | M | 1,511 | $2.78 | A | 6,511 | D | |
| Common Stock | May 8, 2017 | S | 6,511 | $7.1596 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $6.179 | May 8, 2017 | M | 4,000 | D | Sep 17, 2009 | Sep 17, 2018 | Common stock | 2,511 | 4,000 | D |
| Stock Option (Right to Buy)F2 | $3.84 | May 8, 2017 | M | 1,000 | D | Sep 22, 2009 | Sep 22, 2019 | Common Stock | 1,511 | 5,000 | D |
| Stock Option (Right to Buy)F3 | $2.78 | May 8, 2017 | M | 1,511 | D | Jul 16, 2014 | Jul 16, 2023 | Common Stock | 0 | 6,511 | D |
Explanation of responses
- F1The option was granted on 09/17/2008.
- F2The option was granted on 09/22/2009.
- F3The option was granted on 07/16/2013.