SEC Form 4 · accession 0000939057-16-001067
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry C Olson
Director
Period of report
Nov 2, 2016
Accepted (ET)
Nov 4, 2016 · 9:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2016 | M | 3,000 | $3.84 | A | 20,151 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.84 | Nov 2, 2016 | M | 3,000 | D | Sep 22, 2009 | Sep 22, 2019 | Common Stock | 3,000 | 16,000 | D |