SEC Form 4 · accession 0000939057-16-000860
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim J Capeloto
Officer — EVP/CRB Officer
Period of report
May 31, 2016
Accepted (ET)
Jun 3, 2016 · 10:22 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2016 | I | 10,859 | $4.66 | D | 19,767 | I | 401k & ESOP |
| Common StockF2 | holding | — | — | — | 76,177 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 18,006 shares owned indirectly in the Riverview 401K plan and 1,761 shares owned indirectly in the Riverview ESOP Plan.
- F2Includes 71,083 shares owned solely, 4,112 shares owned solely by spouse; and 982 shares owned jointly with spouse.