SEC Form 4 · accession 0000939057-15-000296
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kim J Capeloto
Officer — EVP/CRB Officer
Period of report
May 28, 2015
Accepted (ET)
May 29, 2015 · 9:46 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | P | 872 | $4.05 | A | 66,278 | D | |
| Common Stock | May 28, 2015 | P | 545 | $4.09 | A | 66,823 | D | |
| Common Stock | May 28, 2015 | P | 1,106 | $4.099 | A | 68 | D | |
| Common Stock | May 28, 2015 | P | 315 | $4.10 | A | 68,244 | D | |
| Common Stock | May 28, 2015 | P | 200 | $4.17 | A | 68,444 | D | |
| Common Stock | May 28, 2015 | P | 100 | $4.179 | A | 68,544 | D | |
| Common Stock | May 28, 2015 | P | 1,362 | $4.18 | A | 69,906 | D | |
| Common StockF1 | May 28, 2015 | P | 500 | $4.19 | A | 28,018 | I | See note (1) below |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 4,047 shares owned solely by spouse; 966 shares owned jointly with spouse; 1,258 shares in ESOP Plan and 21,747 shares in 401k Plan.