SEC Form 4 · accession 0000939057-15-000139
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bessie Ross Wills
Director
Period of report
Mar 17, 2015
Accepted (ET)
Mar 18, 2015 · 9:47 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2015 | M | 10,000 | $2.61 | A | 24,000 | I | Spouse |
| Common StockF1 | Mar 17, 2015 | M | 4,000 | $2.78 | A | 28,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.61 | Mar 17, 2015 | M | 10,000 | A | Dec 15, 2011 | Dec 11, 2020 | Common Stock | 10,000 | 4,000 | D |
| Stock Option (Right to Buy)F3 | $2.78 | Mar 17, 2015 | M | 4,000 | A | Jul 16, 2014 | Jul 16, 2023 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Shares beneficially owned with spouse.
- F2The option was granted on 12/15/2010.
- F3The option was granted on 7/16/2013.