SEC Form 4 · accession 0000939057-15-000118
RIVERVIEW BANCORP INC · TSBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Lee Nies
Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 2, 2015 · 10:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041368
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2015 | M | 4,000 | $2.78 | A | 172,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $2.78 | Feb 27, 2015 | M | 4,000 | D | Jul 6, 2014 | Jul 6, 2023 | Common Stock | 4,000 | 10,000 | D |
Explanation of responses
- F1The option was granted on 7/16/2013.