SEC Form 4 · accession 0001127602-19-010367
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Lowings
Officer — CEO-KFC Division
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 12:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2019 | M | 3,250 | $23.48 | A | 37,749 | D | |
| Common StockF1 | Mar 5, 2019 | D | 1,767 | $95.14 | D | 35,982 | D | |
| Common Stock | holding | — | — | — | 919 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $23.48 | Mar 5, 2019 | M | 3,250 | D | Feb 5, 2011 | Feb 5, 2020 | Common Stock | 3,250 | 19,496 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan