SEC Form 4 · accession 0001127602-19-005344
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Gibbs
Officer — President, CFO
Period of report
Feb 11, 2019
Accepted (ET)
Feb 12, 2019 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $93.26 | Feb 11, 2019 | A | 111,978 | A | — | Feb 11, 2029 | Common Stock | 111,978 | 111,978 | D |
| Restricted Stock UnitsF2 | $93.26 | Feb 11, 2019 | A | 53,614 | A | Feb 11, 2024 | — | Common Stock | 53,614 | 53,614 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from grant date.
- F2This grant does not have an expiration date.