SEC Form 4 · accession 0001127602-19-004866
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Gibbs
Officer — President, CFO
Period of report
Feb 8, 2019
Accepted (ET)
Feb 8, 2019 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2019 | M | 11,128 | $23.48 | A | 61,554 | D | |
| Common Stock | Feb 8, 2019 | D | 2,773 | $94.24 | D | 58,781 | D | |
| Common Stock | Feb 8, 2019 | S | 8,356 | $94.06 | D | 50,425 | D | |
| Common Stock | Feb 8, 2019 | S | 11,080 | $94.06 | D | 39,345 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $23.48 | Feb 8, 2019 | M | 11,128 | D | Feb 5, 2011 | Feb 5, 2020 | Common Stock | 11,128 | 20,000 | D |
Explanation of responses
- F1Vesting occurs on a quarterly basis beginning one year from grant date.