SEC Form 4 · accession 0001127602-19-002352
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Lowings
Officer — CEO, KFC Division
Period of report
Jan 16, 2019
Accepted (ET)
Jan 18, 2019 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 16, 2019 | M | 3,248 | $23.48 | A | 35,984 | D | |
| Common StockF1 | Jan 16, 2019 | D | 1,485 | $90.39 | D | 34,499 | D | |
| Common Stock | holding | — | — | — | 902 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $23.48 | Jan 16, 2019 | M | 3,248 | D | Feb 5, 2011 | Feb 5, 2020 | Common Stock | 3,248 | 22,746 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan