SEC Form 4 · accession 0001127602-18-037119
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Creed
Officer — CEO · Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 1:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 19, 2018 | G | 161,646 | $0.00 | D | 163,279 | I | Limited Liability Company |
| Common Stock | holding | — | — | — | 4 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents the transfer of 99% of the economic interests of an LLC to a trust, of which Mr. Creed's spouse and adult children are beneficiaries.
- F2Mr. Creed disclaims ownership of the shares held by the LLC, except to the extent of his pecuniary interest therein.