SEC Form 4 · accession 0001127602-18-037053
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L Skeans
Officer — Chief People Officer
Period of report
Dec 19, 2018
Accepted (ET)
Dec 21, 2018 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2018 | M | 1,827 | $90.10 | A | 1,827 | D | |
| Common Stock | Dec 19, 2018 | F | 683 | $90.10 | D | 1,144 | D | |
| Common Stock | Dec 19, 2018 | M | 620 | $90.10 | A | 1,764 | D | |
| Common Stock | Dec 19, 2018 | F | 232 | $90.10 | D | 1,532 | D | |
| Common Stock | holding | — | — | — | 4,493 | I | 401(k) Holdings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Dec 19, 2018 | M | 1,827 | D | — | — | Common Stock | 1,827 | 1,141 | D |
| Phantom StockF1,F2,F3 | — | Dec 19, 2018 | M | 620 | D | — | — | Common Stock | 620 | 389 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3The Program does not have specified expiration dates.