SEC Form 4 · accession 0001127602-18-028365

YUM BRANDS INC · YUM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President, Controller

Period of report

Sep 25, 2018

Accepted (ET)

Sep 26, 2018 · 1:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001041061

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 25, 2018	M	15,183	$20.85	A	25,960	D
Common Stock^F1	Sep 25, 2018	D	7,843	$90.00	D	18,117	D
Common Stock^F1	Sep 25, 2018	S	7,340	$90.00	D	10,777	D
Common Stock	holding	—	—		—	920	I	401(k) Holdings

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right^F1	$20.85	Sep 25, 2018	M	15,183	D	Feb 5, 2010	Feb 10, 2019	Common Stock	15,183	0	D