SEC Form 4 · accession 0001127602-18-025183
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Catlett
Officer — General Counsel and Corp. Sec.
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $82.94 | Aug 10, 2018 | A | 16,969 | A | Aug 10, 2019 | Aug 10, 2028 | Common Stock | 16,969 | 16,969 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from grant date.