SEC Form 4 · accession 0001127602-18-018268
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger G. Eaton
Officer — CEO, KFC
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2018 | M | 141,493 | $23.48 | A | 181,655 | D | |
| Common Stock | May 17, 2018 | D | 79,810 | $83.50 | D | 101,845 | D | |
| Common Stock | May 17, 2018 | S | 61,683 | $83.26 | D | 40,162 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $23.98 | May 17, 2018 | M | 141,493 | D | Feb 5, 2011 | Feb 5, 2020 | Common Stock | 141,493 | 0 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning 02/05/2011.