SEC Form 4 · accession 0001127602-18-008456
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert D Walter
Director
Period of report
Feb 26, 2018
Accepted (ET)
Feb 26, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2018 | M | 1,585 | $29.43 | A | 1,585 | D | |
| Common Stock | Feb 26, 2018 | D | 583 | $80.015 | D | 1,002 | D | |
| Common Stock | Feb 26, 2018 | M | 3,834 | $21.79 | A | 4,836 | D | |
| Common Stock | Feb 26, 2018 | D | 1,045 | $80.015 | D | 3,791 | D | |
| Common Stock | holding | — | — | — | 192 | D | ||
| Common Stock | holding | — | — | — | 108,301 | I | Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $29.43 | Feb 26, 2018 | M | 1,585 | D | May 15, 2009 | May 15, 2018 | Common Stock | 1,585 | 0 | D |
| Stock Appreciation Right | $21.79 | Feb 26, 2018 | M | 3,834 | D | Nov 4, 2009 | Nov 4, 2018 | Common Stock | 3,834 | 0 | D |