SEC Form 4 · accession 0001127602-18-005189
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Creed
Officer — CEO · Director
Period of report
Feb 9, 2018
Accepted (ET)
Feb 12, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2018 | M | 166,849 | $20.85 | A | 271,553 | D | |
| Common Stock | Feb 9, 2018 | D | 100,619 | $77.30 | D | 170,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $20.85 | Feb 9, 2018 | M | 166,849 | D | Feb 5, 2013 | Feb 5, 2019 | Common Stock | 166,849 | 0 | D |