SEC Form 4 · accession 0001127602-17-025895
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas C Nelson
Director
Period of report
Aug 16, 2017
Accepted (ET)
Aug 17, 2017 · 3:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2017 | M | 3,462 | $27.49 | A | 11,750 | D | |
| Common Stock | Aug 16, 2017 | D | 1,244 | $76.54 | D | 10,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $27.49 | Aug 16, 2017 | M | 3,462 | D | Nov 6, 2008 | Nov 6, 2017 | Common Stock | 3,462 | 0 | D |