SEC Form 4 · accession 0001127602-17-013497
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L Skeans
Officer — Chief People Officer
Period of report
Apr 1, 2017
Accepted (ET)
Apr 3, 2017 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2017 | M | 1,290 | $63.90 | A | 1,290 | D | |
| Common Stock | Apr 1, 2017 | F | 517 | $63.90 | D | 773 | D | |
| Common Stock | Apr 1, 2017 | M | 455 | $63.90 | A | 1,228 | D | |
| Common Stock | Apr 1, 2017 | F | 183 | $63.90 | D | 1,045 | D | |
| Common Stock | holding | — | — | — | 4,493 | I | 401(k) Holdings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Apr 1, 2017 | M | 1,290 | D | — | — | Common Stock | 1,290 | 0 | D |
| Phantom StockF1,F2,F3 | — | Apr 1, 2017 | M | 455 | D | — | — | Common Stock | 455 | 1 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.