SEC Form 4 · accession 0001127602-17-005539
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Creed
Officer — CEO · Director
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2017 | M | 105,653 | $26.56 | A | 145,893 | D | |
| Common Stock | Feb 13, 2017 | D | 60,777 | $68.14 | D | 85,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $68.00 | Feb 10, 2017 | A | 235,916 | A | — | Feb 10, 2027 | Common Stock | 235,916 | 235,916 | D |
| Stock Appreciation Right | $26.56 | Feb 13, 2017 | M | 105,653 | D | Jan 24, 2012 | Jan 24, 2018 | Common Stock | 105,653 | 0 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from grant date.