SEC Form 4 · accession 0001127602-16-058544
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas M Ryan
Director
Period of report
Jul 25, 2016
Accepted (ET)
Jul 25, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 25, 2016 | M | 4,530 | $29.6025 | A | 57,392 | I | Ryan Trust |
| Common Stock | Jul 25, 2016 | D | 1,486 | $90.25 | D | 55,906 | I | Ryan Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $29.6025 | Jul 25, 2016 | M | 4,530 | D | Nov 7, 2007 | Nov 7, 2016 | Common Stock | 4,530 | 0 | D |