SEC Form 4 · accession 0001127602-16-058534
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L Skeans
Officer — Chief People Officer
Period of report
Jul 22, 2016
Accepted (ET)
Jul 25, 2016 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 22, 2016 | S | 1,195 | $90.00 | D | 0 | D | |
| Common Stock | Jul 22, 2016 | M | 1,036 | $38.02 | A | 1,036 | D | |
| Common StockF1 | Jul 22, 2016 | D | 438 | $90.00 | D | 598 | D | |
| Common StockF1,F2 | Jul 22, 2016 | S | 598 | $90.07 | D | 0 | D | |
| Common Stock | holding | — | — | — | 4,493 | I | 401(k) Holdings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $38.02 | Jul 22, 2016 | M | 1,036 | D | Sep 10, 2012 | Sep 10, 2018 | Common Stock | 1,036 | 0 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan
- F2This transaction was executed in multiple trades at prices ranging from $90.00 to $90.241. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.