SEC Form 4 · accession 0001127602-16-056255
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger G. Eaton
Officer — CEO, KFC
Period of report
Jun 23, 2016
Accepted (ET)
Jun 23, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2016 | M | 80,314 | $37.30 | A | 110,418 | D | |
| Common StockF1 | Jun 23, 2016 | D | 54,032 | $85.50 | D | 56,386 | D | |
| Common StockF1 | Jun 23, 2016 | S | 26,282 | $85.55 | D | 30,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $37.30 | Jun 23, 2016 | M | 80,314 | D | Jan 24, 2012 | Jan 24, 2018 | Common Stock | 80,314 | 0 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan