SEC Form 4 · accession 0001127602-16-053124
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Gibbs
Officer — President, CFO
Period of report
May 20, 2016
Accepted (ET)
May 23, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $79.60 | May 20, 2016 | A | 32,238 | A | May 20, 2017 | May 20, 2026 | Common Stock | 32,238 | 32,238 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from grant date.