SEC Form 4 · accession 0001127602-16-051847
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan S Linen
Director
Period of report
May 11, 2016
Accepted (ET)
May 12, 2016 · 9:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | G | 1,284 | $80.96 | D | 22,332 | I | By Trust |
| Common Stock | May 11, 2016 | M | 4,530 | $29.6025 | A | 14,024 | D | |
| Common Stock | May 11, 2016 | D | 1,652 | $81.20 | D | 12,372 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $29.6025 | May 11, 2016 | M | 4,530 | D | Nov 7, 2007 | Nov 7, 2016 | Common Stock | 4,530 | 0 | D |