SEC Form 4 · accession 0001127602-16-051083
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Creed
Officer — CEO · Director
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | May 3, 2016 | P | 34 | A | — | — | Common Stock | 34 | 3,019 | D |
| Phantom StockF1,F2,F3 | — | May 3, 2016 | P | 20 | A | — | — | Common Stock | 20 | 1,741 | D |
| Phantom StockF1,F2,F3 | — | May 3, 2016 | P | 47 | A | — | — | Common Stock | 47 | 4,079 | D |
| Phantom StockF1,F2,F4 | — | May 3, 2016 | P | 125 | A | — | — | Common Stock | 125 | 10,966 | D |
| Phantom StockF1,F2,F3 | — | May 3, 2016 | P | 30 | A | — | — | Common Stock | 30 | 2,794 | D |
| Phantom StockF1,F5,F4 | — | May 3, 2016 | P | 291 | A | — | — | Common Stock | 291 | 25,400 | D |
| Phantom StockF1,F2,F3 | — | May 3, 2016 | P | 40 | A | — | — | Common Stock | 40 | 3,630 | D |
| Phantom StockF1,F5,F4 | — | May 3, 2016 | P | 315 | A | — | — | Common Stock | 315 | 27,443 | D |
| Phantom StockF1,F2,F3 | — | May 3, 2016 | P | 2 | A | — | — | Common Stock | 2 | 154 | D |
| Phantom StockF1,F5,F4 | — | May 3, 2016 | P | 13 | A | — | — | Common Stock | 13 | 1,170 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3The Program does not have specified expiration dates.
- F4The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates.
- F5Phantom Exercise Date