SEC Form 4 · accession 0001127602-16-048278
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan David Blum
Officer — SVP and Chief Public Affairs
Period of report
Apr 1, 2016
Accepted (ET)
Apr 4, 2016 · 12:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | M | 2,000 | $37.30 | A | 22,865 | D | |
| Common Stock | Apr 1, 2016 | D | 1,266 | $81.85 | D | 20,865 | D | |
| Common StockF1 | Apr 1, 2016 | S | 734 | $80.83 | D | 22,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $37.30 | Apr 1, 2016 | M | 2,000 | D | Jan 24, 2012 | Jan 24, 2018 | Common Stock | 2,000 | 3,708 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan