SEC Form 4 · accession 0001127602-16-048021
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger G. Eaton
Officer — President KFC Global and COO
Period of report
Mar 31, 2016
Accepted (ET)
Apr 1, 2016 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2016 | M | 20,873 | $29.61 | A | 50,977 | D | |
| Common StockF1 | Mar 31, 2016 | D | 7,492 | $82.50 | D | 43,485 | D | |
| Common StockF1 | Mar 31, 2016 | S | 13,381 | $82.51 | D | 30,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $29.61 | Mar 31, 2016 | M | 20,873 | D | Jan 19, 2011 | Jan 19, 2017 | Common Stock | 20,873 | 28,971 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan