SEC Form 4 · accession 0001127602-16-044476
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan David Blum
Officer — SVP and Chief Public Affairs
Period of report
Mar 1, 2016
Accepted (ET)
Mar 2, 2016 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2016 | M | 10,000 | $37.30 | A | 32,131 | D | |
| Common StockF1 | Mar 1, 2016 | D | 6,606 | $75.00 | D | 25,525 | D | |
| Common StockF1 | Mar 1, 2016 | S | 3,394 | $75.00 | D | 22,131 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $37.30 | Mar 1, 2016 | M | 10,000 | D | Jan 24, 2012 | Jan 24, 2018 | Common Stock | 10,000 | 5,708 | D |
Explanation of responses
- F1Pursuant to 10b5-1 Plan