SEC Form 4 · accession 0001127602-16-039992
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger G. Eaton
Officer — President KFC Global and COO
Period of report
Feb 5, 2016
Accepted (ET)
Feb 8, 2016 · 2:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $69.76 | Feb 5, 2016 | A | 78,948 | A | — | Feb 5, 2026 | Common Stock | 78,948 | 78,948 | D |
Explanation of responses
- F1Vesting occurs 25% per year beginning one year from grant date.