SEC Form 4 · accession 0001127602-16-039943
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan S Linen
Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 5, 2016 · 9:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $69.76 | Feb 5, 2016 | A | 3,139 | A | Feb 5, 2016 | Feb 5, 2026 | Common Stock | 3,139 | 3,139 | D |
| Phantom StockF1,F2,F3 | — | Feb 5, 2016 | A | 2,867 | A | — | — | Common Stock | 2,867 | 2,867 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3Phantom units accrued under the YUM! Brands, Inc. Director Deferred Compensation Plan do not have expiration dates.