SEC Form 4 · accession 0001127602-16-039936
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Dorman
Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 5, 2016 · 8:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2016 | A | 2,866 | $0.00 | A | 2,866 | D | |
| Common Stock | holding | — | — | — | 2,360 | D | ||
| Common Stock | holding | — | — | — | 54,541 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $69.76 | Feb 5, 2016 | A | 3,139 | A | Feb 5, 2016 | Feb 5, 2026 | Common Stock | 3,139 | 3,139 | D |