SEC Form 4 · accession 0001127602-15-029665
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Creed
Officer — CEO · Director
Period of report
Oct 20, 2015
Accepted (ET)
Oct 28, 2015 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F2,F3 | — | Oct 20, 2015 | P | 283 | A | — | — | Common Stock | 283 | 2,736 | D |
| Phantom StockF1,F2,F3 | — | Oct 27, 2015 | P | 37 | A | — | — | Common Stock | 37 | 3,284 | D |
| Phantom StockF1,F2,F3 | — | Oct 27, 2015 | P | 2 | A | — | — | Common Stock | 2 | 140 | D |
| Phantom StockF1,F2,F3 | — | Oct 27, 2015 | P | 28 | A | — | — | Common Stock | 28 | 2,764 | D |
| Phantom StockF1,F2,F3 | — | Oct 27, 2015 | P | 121 | A | — | — | Common Stock | 121 | 539 | D |
| Phantom StockF1,F2,F3 | — | Oct 27, 2015 | P | 19 | A | — | — | Common Stock | 19 | 1,721 | D |
| Phantom StockF1,F2,F3 | — | Oct 27, 2015 | P | 46 | A | — | — | Common Stock | 46 | 4,136 | D |
| Phantom StockF1,F2,F3 | — | Oct 27, 2015 | P | 33 | A | — | — | Common Stock | 33 | 2,984 | D |
| Phantom StockF1,F2,F3 | — | Oct 27, 2015 | P | 306 | A | — | — | Common Stock | 306 | 3,590 | D |
| Phantom StockF1,F2,F3 | — | Oct 27, 2015 | P | 13 | A | — | — | Common Stock | 13 | 153 | D |
Explanation of responses
- F1Conversion occurs on a one-for-one basis.
- F2Payments are made in accordance with elections on file.
- F3The Program does not have specified expiration dates.