SEC Form 4 · accession 0001127602-15-029044
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan S Linen
Director
Period of report
Oct 14, 2015
Accepted (ET)
Oct 14, 2015 · 3:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 14, 2015 | M | 5,056 | $25.3125 | A | 9,494 | D | |
| Common Stock | holding | — | — | — | 23,616 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $25.3125 | Oct 14, 2015 | M | 5,056 | D | Nov 1, 2006 | Nov 1, 2015 | Common Stock | 5,056 | 0 | D |