SEC Form 4/A · accession 0001127602-15-009026
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David Eric Russell
Officer — Vice President, Controller
Period of report
Feb 10, 2015
Accepted (ET)
Mar 2, 2015 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 6,632 | $24.4675 | A | 12,433 | D | |
| Common Stock | Feb 10, 2015 | D | 3,762 | $73.86 | D | 8,671 | D | |
| Common Stock | Feb 10, 2015 | S | 2,870 | $73.8341 | D | 5,801 | D | |
| Common Stock | holding | — | — | — | 920 | I | 401(k) Holdings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $24.4675 | Feb 10, 2015 | M | 6,632 | D | Jan 26, 2007 | Jan 26, 2016 | Common Stock | 6,632 | 0 | D |