SEC Form 4 · accession 0001127602-15-009012

YUM BRANDS INC · YUM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO KFC

Period of report

Feb 27, 2015

Accepted (ET)

Mar 2, 2015 · 1:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001041061

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 27, 2015	M	41,440	$24.4675	A	54,256	D
Common Stock^F1	Feb 27, 2015	D	24,743	$80.00	D	29,513	D
Common Stock^F1	Feb 27, 2015	S	16,697	$80.00	D	12,816	D
Common Stock^F1	Feb 27, 2015	M	49,726	$247.4675	A	62,542	D
Common Stock^F1	Feb 27, 2015	D	29,143	$80.00	D	33,399	D
Common Stock^F1	Feb 27, 2015	S	20,583	$80.00	D	12,816	D
Common Stock	holding	—	—		—	1,993	I	By 401(k) Account

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right^F1	$24.4675	Feb 27, 2015	M	41,440	D	Jan 26, 2010	Jan 26, 2016	Common Stock	41,440	0	D
Stock Appreciation Right^F1	$24.4675	Feb 27, 2015	M	49,726	D	Jan 26, 2010	Jan 26, 2016	Common Stock	49,726	0	D